Our FinReg Plus breakfast series brings together senior legal and compliance professionals from across the financial services industry for timely insights into key legal and regulatory developments.
This session will explore three interconnected themes:
- the FCA's increasing use of supervisory powers as an alternative to formal enforcement proceedings
- common themes emerging from recent supervisory and enforcement action, and
- the critical role of employment law considerations in an enforcement context.
We will also be joined by colleagues from our corporate practice, who will offer perspectives on the operational and commercial challenges of navigating supervisory and enforcement action.
Online
