Asset 1

Financial services regulatory

We provide solutions-focused advice to UK and international clients on all aspects of financial services law and regulation. We combine industry knowledge and technical excellence to produce solutions that are both commercial and compliant.

The team advises on domestic and cross-border financial services issues and the impact of global reforms. Our financial services specialists have expert knowledge, relevant in-house and regulator experience and a practical understanding of the financial services industry, its products and regulatory environment. We advise on all aspects of setting up, operating and developing financial services businesses.

On regulatory enforcement matters we work closely with our financial services specialists in our disputes & investigations team.

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Real estate

UK REIT Horizon Scanner Q4 2020

15 October 2020

by multiple authors

Click here to find out more
Piggy banks on pink background
Financial institutions & insurance

Katie Chandler comments on UK High Court's business interruption judgment for IBA Global Insight

14 October 2020

by Katie Chandler

Click here to find out more
skyscrapers
Financial services regulatory

COVID-19: how the European financial regulators are responding

13 October 2020
IN-DEPTH ANALYSIS

by multiple authors

Click here to find out more
office windows
Financial services regulatory

COVID-19: response from the Bank of England and Prudential Regulation Authority

13 October 2020
IN-DEPTH ANALYSIS

by multiple authors

Click here to find out more

Online services

SMCR tool

The Senior Managers and Certification Regime (SMCR) is the new framework for individual accountability in the finance sector, and it replaces the previous 'Approved Persons' regime. Our SMCR web tool is free to use and helps determine the scope and application of the extended SMCR regime relevant to you.

Find out more about our SMCR tool

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