Asset 1

Financial services regulatory

We provide solutions-focused advice to UK and international clients on all aspects of financial services law and regulation. We combine industry knowledge and technical excellence to produce solutions that are both commercial and compliant.

The team advises on domestic and cross-border financial services issues and the impact of global reforms. Our financial services specialists have expert knowledge, relevant in-house and regulator experience and a practical understanding of the financial services industry, its products and regulatory environment. We advise on all aspects of setting up, operating and developing financial services businesses.

On regulatory enforcement matters we work closely with our financial services specialists in our disputes & investigations team.

skyscrapers
Financial services regulatory

Government consultation on broadening the regulation of cryptoassets

22 July 2020
IN-DEPTH ANALYSIS

by multiple authors

Click here to find out more
skyscrapers
Financial services regulatory

COVID-19: how the European financial regulators are responding

22 July 2020
IN-DEPTH ANALYSIS

by multiple authors

Click here to find out more
London skyline
Financial institutions & insurance

Senior Managers & Certification Regime: extension of deadline for solo-regulated firms

22 July 2020
QUICK READ

by Charlotte Hill and Daniel Hirschfield

Click here to find out more
Financial services regulatory

Financial Services Regulatory round-up

21 July 2020
QUICK READ

by Charlotte Hill and Daniel Hirschfield

Click here to find out more

Online tools

SMCR tool

The Senior Managers and Certification Regime (SMCR) is the new framework for individual accountability in the finance sector, and it replaces the previous 'Approved Persons' regime. Our SMCR web tool is free to use and helps determine the scope and application of the extended SMCR regime relevant to you.

Find out more about our SMCR tool

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