We provide solutions-focused advice to UK and international clients on all aspects of financial services law and regulation. We combine industry knowledge and technical excellence to produce solutions that are both commercial and compliant.
The team advises on domestic and cross-border financial services issues and the impact of global reforms. Our financial services specialists have expert knowledge, relevant in-house and regulator experience and a practical understanding of the financial services industry, its products and regulatory environment. We advise on all aspects of setting up, operating and developing financial services businesses.
On regulatory enforcement matters we work closely with our financial services specialists in our disputes & investigations team.
Latest news & insights
Financial services regulatory
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COVID-19: how the Financial Conduct Authority has responded
22 July 2020
IN-DEPTH ANALYSIS
by multiple authors
Financial services regulatory
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Government consultation on broadening the regulation of cryptoassets
22 July 2020
IN-DEPTH ANALYSIS
by multiple authors
Financial services regulatory
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COVID-19: how the European financial regulators are responding
22 July 2020
IN-DEPTH ANALYSIS
by multiple authors
Financial institutions & insurance
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Senior Managers & Certification Regime: extension of deadline for solo-regulated firms
22 July 2020
QUICK READ
by Charlotte Hill and Daniel Hirschfield
Financial services regulatory
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Financial Services Regulatory round-up
21 July 2020
QUICK READ
by Charlotte Hill and Daniel Hirschfield
Online tools
SMCR tool
The Senior Managers and Certification Regime (SMCR) is the new framework for individual accountability in the finance sector, and it replaces the previous 'Approved Persons' regime. Our SMCR web tool is free to use and helps determine the scope and application of the extended SMCR regime relevant to you.