News & Insights ()

03-Mar-2010  |  Banking & Finance, Financial Institutions & Services, Litigation & Dispute Resolution

FSA’s fine means Lehman cases are on the cards

Last Thursday, the FSA fined RSM Tenon Financial Services £700,000 for failings in its advice and sales processes relating to ...

27-Nov-2009  |  Banking & Finance, Financial Institutions & Services

Largest ever fine levied by the AIM Disciplinary Committee

The AIM Disciplinary Committee ("ADC") has levied its largest ever fine (£600,000) against Regal Petroleum PLC for a ...