FSA Enforcement Procedure: Investigative Powers

22-Aug-2011  |  Financial Institutions & Services


Transatlantic Whistleblowing – A Reward for Good Behaviour

A stark contrast between UK and American regulatory culture and practice is evident when comparing the whistleblower provisions contained in the recent Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) with the existing UK whistleblowing regime. Laurence Lieberman, Richard Doble and Howard Fischer consider how Dodd-Frank will operate in practice and provide some cautionary guidance for those outside the U.S. who will be affected by the legislation, before contrasting it with the current UK legislation.

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Lawyers Laurence Lieberman, Richard Doble