Financial Services Regulatory

The financial services industry and how it is regulated are constantly and rapidly evolving.  Regulation impacts not only financial institutions, but also many commercial activities in the non-regulated sector.

Our financial services specialists have expert knowledge, relevant in-house experience and a practical understanding of the financial services industry, its products and regulatory environment. We help clients navigate through the most challenging transactions and achieve their commercial objectives.

We advise on how financial services law and regulation applies to our clients’ businesses and operations in practice. We also help our clients put in place their key client and commercial contracts. We combine industry knowledge and technical excellence, to produce solutions that are both commercial and compliant.

We cover a wide range of sectors, including:

  • Private wealth management
  • Banking
  • Mortgages and consumer finance
  • Insurance
  • Payment services & IT/technology rich businesses
  • Corporate finance
  • Funds